Sunday, June 19, 2011

Draft Four, Section 4.2

4.2 Licensing Drug Users

Prohibition implies that almost every adult is unlicensed to purchase the currently illegal drugs. (Exceptions include those people who receive controlled substances via medical prescription.) The general prohibition sometimes is complemented by a further exclusion element enforced via drug testing. South Dakota’s 24/7 Sobriety Program, for instance, extends to illegal drugs for some participants. These individuals submit to frequent drug testing, either with regular on-site testing or through the use of “sweat patches,” which are worn for a week or more and then tested for evidence of drug use.[i] The state of Hawaii’s HOPE program (Hawaii’s Opportunity Probation with Enforcement) combines frequent drug testing of probationers with swift incarceration for brief periods in the event of failed or missed tests.[ii]

The legalization of the currently illegal drugs can involve buyer licensing, where the conditions under which a license is granted and maintained can be tailored to the user, the specific characteristics of the drug, and the circumstances under which it is to be consumed: drug, set, and setting, in Norman Zinberg’s celebrated triad.[iii] Consider heroin, for instance. First, it is likely that under a legal regime, the vast majority of opiate users will shun heroin and consume opium in relatively dilute preparations, perhaps in the form of tea or other beverages. Nevertheless, heroin can be made available, both for maintenance of existing addicts and for use by non-addicts. Maintenance provision of heroin (or a heroin substitute such as methadone) to addicts might be conducted along the lines of current maintenance programs in some European countries – this approach is sensible for addicts in either a prohibition or legal regime.[iv] For non-addicts, what would a workable licensing system look like?[v]

First, legal sellers of heroin will themselves be strictly controlled, either through a state monopoly regime or through a licensed dispenser model: the two alternatives that Fosdick and Scott recommended for implementing alcohol legalization. When someone turns 21 years of age, he or she would be eligible to apply for a heroin license. This could be a stand-alone license, but given the wide variety of opiates and opioids available, it might be more sensible to offer a general opiate license, with sub-categories, including one for heroin, which opiate consumers could choose to opt into. The applicant for the heroin subcategory would have to pass a short exam indicating that he or she understands the potential dangers of using heroin in different delivery modes, the steps to take in case of an accidental overdose, and the regulations concerning public use, drugged driving, and transfers to unlicensed individuals. A brief discussion with a counselor also will be mandated, aimed at determining if the user is experiencing problems (or has previously experienced problems) with her drug use, with treatment options explained and made readily available. The heroin license would last for one or two years, and renewals would necessitate further discussion, to see how the user is coping with his or her drug use.

A person who passes the exam must then choose limits on how much heroin he or she can buy in a day, a week, a month, and a year. These limits will be enforced by the seller, and an electronic data base will be necessary so that multiple dispensaries can access and update the same information. [There will be regulatory limits imposed with an eye to restricting diffusion into the black market, but those limits should not impair an ardent user from receiving the (substantial) doses that she desires. The choice of personal limits is required for license holders to help them implement their own plan for controlled usage. Recall that heavily addicted users would presumably operate under a different type of maintenance regime.] A user also might specify a mode of ingestion, so that appropriate doses can be provided; for instance, an injector can receive pre-dosed syringes. (The license might only extend to use in controlled locales, and perhaps the heroin will only be dispensed in such locales, with ingestion taking place on-site and monitored; in general I think such a rule would be too constricting a regime to place on all users, though it might be a viable option for license holders to select.)

There would be a small fee for the license, with harder forms of opium products or administration facing higher fees, perhaps. Purchases of the harder drugs might also be taxed at higher levels than purchases of the less potent varieties, on a per-unit basis. Pricing (tax inclusive) can be increasing in quantities, so that the first units of drugs each month, say, cost less than additional units. (Perhaps license holders could choose among pricing options. For instance, one price alternative would involve a constant per-unit price, whereas a second alternative would escalate charges, with lower prices for initial units but increasingly higher prices for later units.) Purchases themselves might be required to be arranged in advance, perhaps by two or three days, to restrict impulsive consumption. As with personal purchase limits and pricing schedules, license applicants also could choose advance purchase periods, no shorter than the legally-mandated delays but potentially longer than those required by statute.

Along with pricing, other elements of the licensing regime might try to prod consumers toward less potent drug forms and controlled use. New users might be subject to rather small regulatory limits on quantities. Experience with an opium license might even be required before a heroin license could be issued; such a policy would mimic graduated systems for licensing drivers, which have been shown to be effective in significantly reducing car crashes for teen drivers.[vi] For existing heavy users, however, delays and low dosages could lead to continued stimulation of the black market; for this reason, the process of obtaining a license, and its expense, cannot be too onerous. (Restriction of the black market is one important rationale for a separate maintenance system for full-blown addicts, too.)

People who are concerned about their excessive drug use (including alcohol) often intend to cut back or quit in the future, but continue as heavy users in the here and now. The regulatory regime can offer some assistance to individuals in implementing their plans for forthcoming temperance, by giving them the opportunity to commit to reduced purchase limits in the future.[vii] When a person applies for a heroin license, for example, and chooses her daily, weekly, monthly and annual limits, she might also be able to choose reductions in those limits for future years. For instance, she might agree that the licensing authority must decrease her limits by ten percent (of the original limits) per year, starting next year and continuing over the following decade, when her limit will shrink to zero. Of course, she might commit to zero consumption today by not applying for a license, but many people are not willing to give up their drug of choice entirely in the near term, even if they recognize that their relationship with the drug is damaging. Zero needn’t be the end point of such commitments, of course – a similar pace of ratcheting down could be scheduled for only five years, leaving the user with limits that are half of today’s. A currently unlicensed user might want to secure her abstinence still further. To this end, a licensing system can be complemented with a self-exclusion program, where the exclusion would bar the possibility of receiving a license for some period in the future. Licensed users could themselves adopt enforceable “no buy” phases, with their purchase rights temporarily suspended for time periods beyond those called for by the advance purchase requirements.



[i] Sweat patch requirements are controversial; see the Drug Policy Alliance’s “Drug Testing Technologies: Sweat Patch,” at http://www.drugpolicy.org/law/drugtesting/sweatpatch_/.

[ii] See http://www.hopeprobation.org/, and section 5.4 below.

[iii] Zinberg (1984).

[iv] See section 5.2 below.

[v] Chapter 3 in Leitzel (2008) details my views on the principles underlying desirable vice controls. The licensing regimes discussed in this paper are consistent with those views. I am not suggesting that the regimes here are optimal, only (potentially) workable – indeed, I might not support all of the elements of the regime that I propose. Presumably different regimes would be tried in different places, and regulations would evolve over time as shortcomings revealed themselves and successes were replicated.

[vi] See the discussion and sources in Hemenway (2009, p. 12).

[vii] The “Save More Tomorrow” plan, which involves a formal but not binding commitment to, well, save more at a future date, has shown success in increasing savings; see Thaler and Sunstein (2008, pp. 112-115).

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